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The Investor Sentiment - Equity and investments forum for Sri Lankans

The Lankan Investor Forum - A more respectable and reasonable place for members to discuss matters regarding the CSEThe Lankan Investor Forum - A more respectable and reasonable place for members to discuss matters regarding the CSE

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Latest topics

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Sri Lanka investment advisor fined over Rs1mn for offence EmptyMon Mar 20, 2023 5:18 pm by කිත්සිරි ද සිල්වා

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» Banks, Finance & Insurance Sector Chart
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» Capital Trust Broker in difficulty?
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» IS PIRATING INTELLECTUAL PROPERTY A BOON OR BANE?
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» What Industry Would You Choose to Focus?
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» Should I Stick Around, or Should I Follow Others' Lead?
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2 posters

    Sri Lanka investment advisor fined over Rs1mn for offence

    Backstage
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    Sri Lanka investment advisor fined over Rs1mn for offence Empty Sri Lanka investment advisor fined over Rs1mn for offence

    Post by Backstage Thu Jul 02, 2015 1:38 pm

    Sri Lanka investment advisor fined over Rs1mn for offence
    Jul 02, 2015

    COLOMBO (EconomyNext) – An investment advisor on the Sri Lankan stock market has been fined over a million rupees to settle an offence to manipulate the share market, the capital markets regulator has revealed.

    The Securities and Exchange Commission (SEC) said it imposed a fine of 1.1 million rupees on an investment advisor in order to compound an offence of conspiracy to manipulate the market/ price of a share.

    The offence was compounded on the request made by the accused in a case that was pending before the Magistrate’s Court Fort, according to the SEC’s 2014 annual report. It did not identify the offender.

    “The matter was compounded with the concurrence of the Magistrate’s Court as seven other co-accused were also compounded on similar applications,” it said.

    The fine was credited to the Compensation Fund of the SEC.
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    Sri Lanka investment advisor fined over Rs1mn for offence Empty Re: Sri Lanka investment advisor fined over Rs1mn for offence

    Post by Ethical Trader Thu Jul 02, 2015 2:50 pm

    Thanks Back.

    ?Why SEC does not name the culprit.

      Current date/time is Tue Jul 23, 2024 12:03 pm